Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

3 Lines of Defence Consulting Ltd

3 Lines of Defence Consulting Ltd service encompasses governance, regulatory, risk and audit needs of UK and International firms.  We provide focussed advisory and support services, drawing on our extensive ‘hands on’ experience to give you practical effective delivery.

 

Address
67 Grosvenor Street Mayfair
W1K 3JN
T: 02071291270
E: simon.elvidge@3ldc.com
W: http://3ldc.com
Services Offered
  • Advice pre regulatory risk assessment or supervision visit
  • Authorisation - PRA
  • Authorisation -FCA
  • Client Assets
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Contracting/Interim
  • Documentation
  • Due Diligence
  • Enforcement Action - AML and Payment Services
  • Enforcement Action - Financial Services
  • Expert Witness - AML and Payment Services
  • Expert Witness - Financial Services
  • File Review
  • Governance
  • Health Checks
  • Information Security/Data Protection (GDPR)
  • Management training & support, Staff training
  • Marketing and Business Development
  • Mis-selling Reviews
  • Money Laundering/Financial Crime Advice and Reviews
  • Passporting/International Compliance
  • Payments Services Registration and Compliance
  • Pension Reviews
  • Regulatory Capital/Solvency
  • Regulatory Hosting/Incubation
  • Regulatory Relationship Management
  • Regulatory and Examination Training and Coaching
  • Regulatory Returns Assistance
  • Regulatory Updates
  • Risk Management
  • Shadow s.166 reviews
  • Skilled Person Panel
  • Skilled Person Panel - Data & IT Infrastructure
  • Skilled Person Panel - Client Assets
  • Skilled Person Panel - Conduct of Business
  • Skilled Person Panel - Financial Crime
  • Skilled Person Panel - Governance, Controls & Risk Frameworks
  • Skilled Person Panel - Prudential – Investment Firms, Intermediaries & RIE
  • Training
Firms Served
  • Fintech / Regtech
  • IFA - inc IFA divisions of financial institutions
  • Institutional investment management
Upcoming Events
  1. APCC Virtual Autumn Conference 2021

    November 3 @ 9:30 am - November 4 @ 9:30 am