Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

3 Lines of Defence Consulting Limited

Specialists in all things digital including GDPR Training and Compliance services by accredited DPO.

3LDC provides focussed advisory and support services and effective practical delivery, drawing upon our extensive “hands-on” experience. Our teams are led by a combination of former C-Suite, heads of function and other senior managers, who possess a wealth of expertise. We fully understand the needs of our diverse client base, from their perspective. The services encompass governance / regulatory / control frameworks and projects, financial crime prevention, GDPR, SMCR, ethics, culture, OpRisk, expert witness, training and mentoring. 3LDC supports clients in their interaction with the FCA, including authorisations and variations of permission. We also draw on our professional partnership network to provide a broader umbrella of services including areas such as legal, marketing, technology and cybersecurity.

Address
67 Grosvenor Street Mayfair London
W1K 3JN
T: 02071291270
E: simon.elvidge@3ldc.com
W: https://3ldc.com
Services Offered
  • Advice pre regulatory risk assessment or supervision visit
  • Authorisation - PRA
  • Authorisation -FCA
  • Client Assets
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Contracting/Interim
  • Documentation
  • Due Diligence
  • Enforcement Action - AML and Payment Services
  • Enforcement Action - Financial Services
  • Expert Witness - AML and Payment Services
  • Expert Witness - Financial Services
  • File Review
  • Governance
  • Health Checks
  • Information Security/Data Protection (GDPR)
  • Money Laundering/Financial Crime Advice and Reviews
  • Risk Management
Firms Served
  • Authorised Professional Persons
  • Banks/Deposit Takers
  • Collective Investments Funds
  • Company Service Providers
  • Corporate Finance Firms
  • Custodians/Depositaries
  • Discretionary fund managers
  • Energy Market Participants
  • Institutional investment management
  • Investment Banks
  • Multi lateral trading facility
  • Private Client investment management
  • Retail investment management
  • Secondary Intermediaries
  • Securities and Futures firms
  • Stockbrokers
  • Third party product providers