Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

3 Line Of Defense

About

Consultancy services - governance, regulatory requirements, control & operational


Address
67 Grosvenor Street Mayfair London
W1K 3JN
T: 02071291270
E: info@3ldc.com
W: http://3ldc.com
Services Offered
  • Authorisations / Permissions applications
  • Client Assets
  • Complaints Handling
  • Compliance Training
  • Contracting and/or interim
  • COO support
  • Due Diligence
  • Enforcement Action
  • Expert Witness
  • File Review
  • Governance
  • Information security / Data protection
  • Money Laundering/Financial Crime Advice and Reviews
  • Passporting / International Compliance
  • Regulatory Capital / Solvency
  • Regulatory Relationship Management
  • Risk Management
Firms Served
  • Authorisation - FCA
  • Authorisations PRA
  • Retail investment management
  • Wholesale