Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Womble Bond Dickinson (UK) LLP

Womble Bond Dickinson is a transatlantic law firm, providing high-quality legal capability and outstanding personal service to a wide range of regional, national and international clients from 27 key locations across the United Kingdom and the United States. Our strong regional heritage and culture help us stay closer to our clients and the issues they care about, and with teams located across the UK and the US we bring international perspectives and extended jurisdictional reach to a wide range of client needs.

The Financial Services Regulatory team is based in London and Edinburgh and forms part of our highly ranked Banking and Finance practice. Our experienced team can guide you through the regulatory web and can assist, from high-level horizon scanning, through detailed advice on specific issues, to helping to implement change and training your staff. We act for banks, insurers, consumer credit and mortgage lenders, wealth managers, financial advisers, fund managers, primary and secondary intermediaries, payment service providers, e-money issuers, crowdfunding platforms as well as unauthorised firms seeking to remain outside the regulatory perimeter or firms needing financial crime prevention advice.

T: 03454150000
Services Offered
  • Authorisation
  • Bespoke Processes/Procedures
  • Business Development/mentoring
  • Complaint Handling
  • Compliance Auditing/Due Diligence
  • Compliance Support
  • Compliance Training
  • Data Security/Protection
  • Documentation
  • Due Diligence
  • File Reviews
  • Financial Crime /AML
  • Governance
  • Supervisory Support /Monitoring /Assessment
  • Training
Firms Served
  • Bank/Depositaries
  • Building Societies/Friendly Societies
  • Claims Management Companies
  • Consumer Credit/P2P
  • Credit Unions
  • Discretionary Fund Managers
  • Electronic Money Issuers/Payment Institutions
  • General Insurance
  • IFAs
  • Investment Managers
  • Investment Product Providers
  • Lenders
  • Mortgage Brokers/Lenders