Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

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02 Nov WJP Compliance

Posted at 12:54h in Uncategorised by

WJP Compliance is a small and friendly compliance consultancy firm supporting FCA approved firms across a range of sectors including wealth management, payment services, electronic money and more.

Working predominantly with small to medium sized firms, we provide a personalised service that is tailored to the needs of your business. Our approach is flexible, whether it be reviewing policies and procedures, providing ongoing advice, or supporting you with a specific project, we can help.

WJP Compliance is based on the outskirts of Chester, near the border between England and Wales. Since the pandemic of 2020, we realised that remote working can be effective and this is how we predominantly operate. We recognise that there remains tremendous value in seeing people face to face, so we are also happy to come to you where needed.


Address
Fairview House, Quarry Brow, Pant Lane, Gresford, Wrexham
LL128SJ
T: 07533477916
E: will.palmer@wjpcompliance.com
W: https://www.wjpcompliance.com
Services Offered
  • Authorisations – FCA
  • Bespoke Processes/Procedures
  • Complaints Handling/Reviews
  • Compliance Auditing/Due Diligence
  • Compliance Support
  • Compliance Training
  • Contract Services/Interim Locum Support
  • Data Security/Protection
  • Documentation
  • Enforcement Action Support
  • File Reviews
  • Financial Crime /AML
  • Governance
  • Regulatory Returns
  • Regulatory Updates
  • Risk Assessment /Management
  • Supervisory Support /Monitoring /Assessment
  • Training
Firms Served
  • Discretionary Fund Managers
  • Electronic Money Issuers/Payment Institutions
  • EU/International firms
  • IFAs
  • Investment Managers
  • Restricted Financial Advisers
  • Stockbrokers