02 Nov Venta Compliance Limited
Venta Compliance Limited provides practical regulatory compliance solutions to companies regulated in the financial service sector. This includes support with authorisations, variations of permission or other notifications, as well as post authorisation compliance monitoring and advice on meeting current and future regulatory developments.
Address
SO22 6NN
T: 07826038867
E: carolineallen@ventacompliance.co.uk
W: http://www.ventacompliance.co.uk
Services Offered
- Authorisation
- Bespoke Processes/Procedures
- Complaint Handling
- Complaint Handling Reviews
- Complaints Handling/Reviews
- Compliance Support
- Compliance Training
- Documentation
- File Reviews
- Financial Crime /AML
- Governance
- Regulatory Returns
- Regulatory Updates
- Risk Assessment /Management
Firms Served
- Consumer Credit/P2P
- Discretionary Fund Managers
- Electronic Money Issuers/Payment Institutions
- Stockbrokers