Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Trading Compliance Limited

Trading Compliance Limited (TCL) was established in 1997 and our services include FCA authorisation, compliance consultancy and AML/Financial Crime support for Investment firms, Fund Managers and Payment firms based in the UK, EEA and internationally. All of our Principals and Senior Associates have many years of experience in the compliance industry, having worked as both regulators and practitioners.  

TCL has specialist expertise in securities and derivatives including Forex, CFDs, spread-bets, binaries, futures and options. We also assist Payment Services Providers, E-money issuers and other Money Services Businesses obtain authorisation and comply with their Conduct of Business and AML requirements. Our client base includes a number of the major players worldwide in these markets, and we have helped many of these firms to establish a presence in the UK.

T: 02033014545
Services Offered
  • Authorisation
  • Bespoke Processes/Procedures
  • Client Assets
  • Complaints Handling/Reviews
  • Compliance Auditing/Due Diligence
  • Compliance Support
  • Compliance Training
  • File Reviews
  • Financial Crime /AML
  • Governance
  • Regulatory Returns
  • Regulatory Updates
  • Risk Assessment /Management
  • Supervisory Support /Monitoring /Assessment
  • Training
Firms Served
  • Crypto/AML
  • Discretionary Fund Managers
  • Electronic Money Issuers/Payment Institutions
  • EU/International firms
  • IFAs
  • Investment Managers
  • Stockbrokers