02 Nov The Compliance Partnership Limited
The Compliance Partnership (TCP) offers a bespoke service to financial services firms in the UK.
With over 25 years experience in the Financial Services Industry, we have worked with large insurance companies, medium IFAs and one-man bands. TCP has been dealing solely with compliance matters since 1998.
The aim of The Compliance Partnership is to work with the firm in order to create peace of mind as far as compliance within the firm is concerned.
Our knowledge is constantly growing and being updated through continuous further education and participation in seminars.
See our webpage for further details about our services and client testimonials.
- Complaints Handling/Reviews
- Compliance Auditing/Due Diligence
- Compliance Support
- Compliance Training
- Data Security/Protection
- File Reviews
- Financial Crime /AML
- Regulatory Returns
- Risk Assessment /Management
- General Insurance
- Mortgage Brokers/Lenders
- Pension Scheme Operators/Providers
- Restricted Financial Advisers