Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

The Compliance Partnership Limited

The Compliance Partnership (TCP) offers a bespoke service to financial services firms in the UK.

With over 25 years experience in the Financial Services Industry, we have worked with large insurance companies, medium IFAs and one-man bands. TCP has been dealing solely with compliance matters since 1998.

The aim of The Compliance Partnership is to work with the firm in order to create peace of mind as far as compliance within the firm is concerned.

Our knowledge is constantly growing and being updated through continuous further education and participation in seminars.

See our webpage for further details about our services and client testimonials.


Address
VALLEY VIEW, 8 DINGLES CLOSE, PONSANOOTH, TRURO, CORNWALL
TR3 7RA
T: 07980652145
E: jo@thecompliancepartnership.com
W: http://www.thecompliancepartnership.com
Services Offered
  • Bespoke Processes/Procedures
  • Business Development/mentoring
  • Complaints Handling/Reviews
  • Compliance Auditing/Due Diligence
  • Compliance Support
  • Compliance Training
  • Contract Services/Interim Locum Support
  • Data Security/Protection
  • Documentation
  • File Reviews
  • Financial Crime /AML
  • Governance
  • Regulatory Returns
  • Risk Assessment /Management
  • Supervisory Support /Monitoring /Assessment
  • Training
Firms Served
  • General Insurance
  • IFAs
  • Mortgage Brokers/Lenders
  • Pension Scheme Operators/Providers
  • Restricted Financial Advisers