Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

The Catt’s Eye View

I am a freelance compliance consultant working with several firms of different sizes. I have previously been an adviser, which gives me a good understanding of the advice process and dealing with customers and I enjoy a close relationship with my adviser clients. I offer a wide range of services including training & competence supervision, file checking, report writing and FCA Connect and liaison with regulators. I also write articles that are published in the trade press.


Address
17 Warren Way, Telscombe Cliffs, East Sussex
BN10 7DJ
T: 07899847338
E: info@tonycatt.co.uk
Services Offered
  • Authorisation
  • Bespoke Processes/Procedures
  • Business Development/mentoring
  • Complaints Handling/Reviews
  • Compliance Auditing/Due Diligence
  • Compliance Support
  • Compliance Training
  • Contract Services/Interim Locum Support
  • Documentation
  • File Reviews
  • Financial Crime /AML
  • Governance
  • Regulatory Returns
  • Risk Assessment /Management
  • Supervisory Support /Monitoring /Assessment
  • Training
Firms Served
  • IFAs
  • Investment Managers
  • Mortgage Brokers/Lenders