Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Tenet Compliance Services Limited

At Tenet Compliance Services we provide an extensive range of compliance support which is designed to keep directly authorised financial adviser firms abreast of regulatory developments and provide clear guidance and quality solutions to help you meet the FCA’s requirements.

We are experts at providing directly authorised firms with a helping hand and reassurance.  We can offer support from guidance, file reviews, regulatory due diligence to business development services such as marketing and our events programme.

5 Lister Hill, Horsforth, Leeds,
LS18 5AZ
T: 01135120400
Services Offered
  • Client Assets
  • Complaints Handling/Reviews
  • Compliance Auditing/Due Diligence
  • Compliance Support
  • Compliance Training
  • Contract Services/Interim Locum Support
  • Data Security/Protection
  • Documentation
  • Financial Crime /AML
  • Governance
  • Regulatory Returns
  • Regulatory Updates
  • Skilled Persons Review Support
Firms Served
  • Building Societies/Friendly Societies
  • Discretionary Fund Managers
  • Funeral Planning
  • General Insurance
  • IFAs
  • Investment Managers
  • Lead Generation Firms
  • Mortgage Brokers/Lenders
  • Pension Scheme Operators/Providers
  • Restricted Financial Advisers
  • Stockbrokers