We specialize in providing regulatory consulting services to FCA, PRA and PSR regulated firms. Our team specialises in helping businesses anticipate and adapt in an ever-changing regulatory climate.
Our regulatory consulting offering comprises a full range of regulatory services, including assistance with initial applications for authorisations, to ongoing and ad hoc support, and one-off project assistance.
We have many years of experience and expertise within the team, working with regulated firms to ensure solutions and advice is bespoke to the needs of our client’s business needs.

• Authorisation
• Bespoke Processes/Procedures
• Business Development/mentoring
• Client Assets
• Complaints Handling/Reviews
• Compliance Auditing/Due Diligence
• Compliance Support
• Compliance Training
• Consumer Duty Reviews
• Contract Services/Interim Locum Support
• Data Security/Protection
• Documentation
• Enforcement Action Support
• File Reviews
• Financial Crime /AML
• Governance
• Regulatory Returns
• Risk Assessment /Management
• Skilled Persons Review Support
• Supervisory Support /Monitoring /Assessment
• Training

• Consumer Credit/P2P
• Crypto/AML
• Discretionary Fund Managers
• Funeral Planning
• General Insurance
• IFAs
• Investment Managers
• Investment Product Providers
• Lenders
• Mortgage Brokers/Lenders
• Payments & e-money
• Pension Scheme Operators/Providers
• Protection Product Providers
• Restricted Financial Advisers
• Stockbrokers
• Trading Facilities