Since being established in 2013, 2LOD GRC Consultancy have provided compliance consultancy services to a broad spectrum of clients, from large financial institutions and Big 4 accountancy firms to fintech clients. We pride ourselves on our existing banks of knowledge, proprietary management processes and genuine desire to give the best advice and help we can for our clients.

As part of the wider 2lod companies, our future vision is to enhance, supplement or replace existing processes with automation to achieve better economies of scale while ensuring our clients receive high quality and reliable compliance support.

We have strong industry and consultancy experience and access to a potentially wider network of talent and support where required. In-house, we have first-class expertise in:
- advisory services for FCA requirements on investment products and services;
- advisory services for prudential regulatory issues;
- ICARA and regulatory reporting services;
- policy creation and revision;
- process/procedure creation and revision;
- compliance assurance;
- compliance risk management frameworks and methodologies;
- CASS management and advice;
- due diligence;
- business continuity, outsourcing and other third party risk management matters;
- regulatory mapping and associated implications;
- FCA authorisations;
- assistance with licensing or authorisation in other global jurisdictions (determined on enquiry);
- SMCR advice and administration;
- PROD and consumer duty advice, frameworks and/or assessments.
- certain data protection matters (determined on enquiry)
- certain financial crime matters (determined on enquiry)
- regulatory change and regulatory update services
- training
- governance arrangements

• Authorisation
• Bespoke Processes/Procedures
• Client Assets
• Complaints Handling/Reviews
• Compliance Auditing/Due Diligence
• Compliance Support
• Compliance Training
• Consumer Duty Reviews
• Contract Services/Interim Locum Support
• Data Security/Protection
• Documentation
• Enforcement Action Support
• File Reviews
• Financial Crime /AML
• Governance
• Marketing
• Other
• Regulatory Returns
• Regulatory Updates
• Risk Assessment /Management
• Supervisory Support /Monitoring /Assessment
• Training

• Building Societies/Friendly Societies
• Consumer Credit/P2P
• Crypto/AML
• Discretionary Fund Managers
• EU/International firms
• General Insurance
• IFAs
• Investment Managers
• Investment Product Providers
• Lenders
• Mortgage Brokers/Lenders
• Payments & e-money
• Pension Scheme Operators/Providers
• Protection Product Providers
• Restricted Financial Advisers
• Stockbrokers
• Trading Facilities