Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

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02 Nov SA Compliance Management Limited

Posted at 12:34h in Uncategorised by

SA Compliance Management Ltd specialises in mortgages and consumer credit, with particular reference to risk and systems & controls relating to FCA contact. The firm was appointed to the FCA Skilled Person Panel in 2013; and the MD, Stephen Atkins, was a member of the FCA Smaller Business Practitioner Panel. Stephen has also worked with HM Treasury, the OFT and the FOS.

SACM has both acted as skilled person and also defended firms against enforcement action by regulators.


Address
54 BOUGHTON LANE, MAIDSTONE KENT
ME15 9QS
T: 01622741858
E: stephen@sacm.co.uk
W: http://www.sacm.co.uk
Services Offered
  • Authorisation
  • Bespoke Processes/Procedures
  • Complaints Handling/Reviews
  • Compliance Auditing/Due Diligence
  • Compliance Support
  • Documentation
  • Expert Witness
  • Financial Crime /AML
  • Governance
  • Risk Assessment /Management
  • Skilled Persons Panel – Off FCA Panel
  • Skilled Persons Review Support
  • Supervisory Support /Monitoring /Assessment
Firms Served
  • Building Societies/Friendly Societies
  • Claims Management Companies
  • Consumer Credit/P2P
  • Electronic Money Issuers/Payment Institutions
  • General Insurance
  • Mortgage Brokers/Lenders
  • Trade Associations