Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

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23 May Rockstone Compliance & Risk Solutions Limited

Posted at 14:59h in Uncategorised by

Welcome to Rockstone Compliance, your trusted partner in navigating the complex landscape of regulatory obligations within the financial services industry. With a focus on supporting firms regulated by the Financial Conduct Authority (FCA), we specialise in offering tailored solutions to mortgage and insurance brokers, ensuring compliance and peace of mind in an ever-evolving regulatory environment.

At Rockstone Compliance, we understand the unique challenges faced by mortgage and insurance brokers in meeting regulatory requirements while maintaining operational efficiency. Our team of experienced professionals brings a wealth of expertise of regulation, coupled with a deep understanding of the intricacies of the mortgage and insurance sectors.

Through our comprehensive range of services, we empower firms to proactively manage their regulatory responsibilities, from initial authorisation and compliance assessments to ongoing monitoring and support. Whether you're a start-up looking to navigate the regulatory landscape or an established firm seeking to enhance your compliance framework, we provide tailored solutions to suit your specific needs.

Driven by a commitment to excellence and integrity, we strive to build long-term partnerships based on trust and mutual success. Our proactive approach ensures that our clients remain ahead of regulatory changes, enabling them to focus on delivering exceptional service to their clients while we handle the compliance complexities.

Experience the difference with Rockstone Compliance and let us be your partner in achieving regulatory compliance excellence. Contact us today to learn more about how we can support your firm's compliance journey.


Address
7 Chelsea Road Bath
BA1 3DU
T: 03334443103
E: elizabeth.harris@rockstonecompliance.co.uk
W: https://rockstonecompliance.co.uk/
Services Offered
  • Authorisation
  • Bespoke Processes/Procedures
  • Complaints Handling/Reviews
  • Compliance Auditing/Due Diligence
  • Compliance Support
  • Compliance Training
  • Data Security/Protection
  • Documentation
  • File Reviews
  • Financial Crime /AML
  • Governance
  • Marketing
  • Regulatory Returns
  • Regulatory Updates
  • Risk Assessment /Management
  • Supervisory Support /Monitoring /Assessment
  • Training
Firms Served
  • Consumer Credit/P2P
  • Mortgage Brokers/Lenders