Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Roberts Clark Independent Financial Solutions Limited

We are multi-award winning IFAs and Chartered Financial Planners offering wide-ranging FCA compliance services.  These include templated, downloadable documents and procedures to be tailored to your firm.  We also offer individual compliance assistance on your premises or remotely to help with specific projects.

Whether you need anti-money laundering documentation, tests for your staff, TCF or Business Risk Awareness reviews, we can help.

We work differently and know what you need.  We know cost is the main issue and you just want to demonstrate you comply with the rules.  We offer simple, easy to use procedures and templates.

T: 01637838260
Services Offered
  • Bespoke Processes/Procedures
  • Complaint Handling Reviews
  • Compliance Auditing/Due Diligence
  • Compliance Support
  • Compliance Training
  • Data Security/Protection
  • Documentation
  • File Reviews
  • Financial Crime /AML
  • Paraplanning
  • Supervisory Support /Monitoring /Assessment
  • Training
Firms Served
  • IFAs