Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

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02 Nov Redporth Consultancy Ltd

Posted at 12:47h in Uncategorised by

Redporth is all about keeping things simple and practical; led by Nick Ross, Redporth has a team of regulatory and business experts who enjoy providing advice and assurance in a complex world of ever changing regulatory goalposts!

Nick Ross is Redporth's managing director, he has over 30 years of experience in financial services and has spent time in industry, as an outsourcer, at the regulator and for the last 8 years as a Consultant, supporting all manner and mix of clients from Banks to Insurers, from Consumer Credit firms to Financial Advisers and Wealth Managers.

Nick is supported by a network of experienced regulatory consultants; we all have a common goal, to dispel the myth that a consultant will borrow your watch to tell you the time! We want to provide value for money services that clients can trust.


Address
28 Oak Tree Road, Tilehurst, Reading
RG31 6JX
T:
E: nick@redporth.com
W: https://redporth.com/
Services Offered
  • Authorisation
  • Bespoke Processes/Procedures
  • Business Development/mentoring
  • Complaints Handling/Reviews
  • Compliance Auditing/Due Diligence
  • Compliance Support
  • Compliance Training
  • Contract Services/Interim Locum Support
  • Data Security/Protection
  • Documentation
  • Due Diligence
  • Enforcement Action Support
  • File Reviews
  • Financial Crime /AML
  • Regulatory Returns
  • Regulatory Updates
  • Risk Assessment /Management
  • Skilled Persons Panel – Off FCA Panel
  • Supervisory Support /Monitoring /Assessment
Firms Served
  • Building Societies/Friendly Societies
  • Consumer Credit/P2P
  • Credit Unions
  • Discretionary Fund Managers
  • IFAs
  • Investment Product Providers
  • Lenders
  • Mortgage Brokers/Lenders
  • Pension Scheme Operators/Providers
  • Restricted Financial Advisers
  • Trade Associations