02 Nov Priscum Limited
Bespoke compliance for complex firms. Worked as direct sales, IFA and for two of the big 4 accountants. Supplied compliance services to 180 directly regulated firms. Speciality - anything technical and unusual. Fellow of Personal Finance Society FPFS Associate of Pension Management Institute APMI Associate of the Chartered Insurance Institute ACII Mortgage, long term care, and Equity Release qualifications. Expertise in all areas of compliance for the above qualifications.
- Compliance Auditing/Due Diligence
- Compliance Support
- File Reviews
- Supervisory Support /Monitoring /Assessment
- Mortgage Brokers/Lenders
- Restricted Financial Advisers