02 Nov Practical Compliance Solutions Limited
PCS are a bespoke consultancy firm with clients all over the UK. We specialise in providing bespoke service to IFA's, mortgage brokers and insurance brokers. The team offers a practical and affordable service, which can suit most budgets and requirements. We can work with clients on anything from specialist projects such as helping to trouble shoot their T&C scheme, to one to one training sessions on risk assessment within a business. Supervisor courses are also available, and auditing is one of our key areas.
Address
BD23 5PH
T: 07736062786
E: steven@practicalcompliance.co.uk
W: http://www.practicalcompliance.co.uk
Services Offered
- Authorisation
- Bespoke Processes/Procedures
- Complaints Handling/Reviews
- Compliance Auditing/Due Diligence
- Compliance Support
- Compliance Training
- Data Security/Protection
- Documentation
- Enforcement Action Support
- Expert Witness
- File Reviews
- Financial Crime /AML
- Governance
- Regulatory Returns
- Regulatory Updates
- Risk Assessment /Management
- Skilled Persons Review Support
- Supervisory Support /Monitoring /Assessment
Firms Served
- General Insurance
- IFAs
- Mortgage Brokers/Lenders