Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Association of Professional Compliance Consultants – The Directory

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02 Nov PMA Compliance Consultants

Posted at 12:34h in Uncategorised by

Paul Andrews (Proprietor) holding "CII Diploma in Financial Planning" to include J07 Supervision in a Regulated Environment / CeMAP / ER1 Equity Release / CF8 Long Term Care / R01 & R02 (Full FPC 1,2 &3) - Sole Trader specialising in all aspects of training and competence including supervision, KPI, firm MI, recruitment procedures in addition to advising on corporate governance and business formation. Over 35 years experience within the financial services profession mainly within the independent sector at Director (CF10)  level.


Address
9 Woodleigh Court, 9 Branksome Wood Road, Bournemouth, Dorset
BH2 6BU
T: 07971350371
E: pmacomp@yahoo.co.uk
Services Offered
  • Authorisation
  • Bespoke Processes/Procedures
  • Business Development/mentoring
  • Complaints Handling/Reviews
  • Compliance Auditing/Due Diligence
  • Compliance Support
  • Compliance Training
  • Data Security/Protection
  • Financial Crime /AML
  • Governance
  • Risk Assessment /Management
  • Skilled Persons Review Support
  • Supervisory Support /Monitoring /Assessment
  • Training
Firms Served
  • IFAs
  • Mortgage Brokers/Lenders
  • Restricted Financial Advisers