Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Association of Professional Compliance Consultants – The Directory

Member login

08 Jul Open Door Policy

Posted at 10:37h in Uncategorised by

Providing support services to IFA firms (distributors), manufacturers and compliance support firms on specific keys areas in the advice process
• Creating and documenting charging structures
• Creating and documenting combined CIP and CRPs (CIRPs)
• Creating and documenting Consumer Duty propositions
• Providing and annual reset service to ensure these areas remain valid

Providing support and advice to corporate clients
• Platforms
• Product providers
• Software support firms
• Compliance support firms
• Distributors


Address
23 Ryestone Drive, Ripponden
HX6 4JW
T: 07885589862
E: karl.dines@opendoorpolicy.co.uk
W: https://opendoorpolicy.co.uk/
Services Offered
  • Bespoke Processes/Procedures
  • Business Development/mentoring
  • Compliance Support
  • Documentation
  • Regulatory Updates
  • Risk Assessment /Management
Firms Served
  • Discretionary Fund Managers
  • IFAs
  • Investment Managers
  • Investment Product Providers
  • Pension Scheme Operators/Providers
  • Protection Product Providers
  • Restricted Financial Advisers
  • System Providers