Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Association of Professional Compliance Consultants – The Directory

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02 Nov Objectivus Financial Consulting Limited

Posted at 12:45h in Uncategorised by

We are a London-based governance, risk and compliance (GRC) consultancy and we can assist you with all aspects of regulatory compliance.

We provide support to start-up and overseas financial services businesses by assisting with concept development, refining business plans, setting up operations and applying for authorisation or registration with the FCA.

For FCA-authorised firms, we provide a variety of support and assistance options tailored to your needs including ad hoc advisory, outsourcing support, temporary staffing, training, RegTech solutions, and crisis management.

Our goal is to add value from day 1. We do this by using experienced financial services professionals to deliver proactive practical solutions.

In addition to GRC consultancy, we provide expert witness reports and testimony on a variety of financial services matters.

Address
20 Little Britain, London
EC1A 7DHJ
T: 02034573283
E: rdh@objectivus.com
W: http://objectivus.com/
Services Offered
  • Authorisation
  • Bespoke Processes/Procedures
  • Client Assets
  • Complaints Handling/Reviews
  • Compliance Auditing/Due Diligence
  • Compliance Support
  • Compliance Training
  • Contract Services/Interim Locum Support
  • Data Security/Protection
  • Documentation
  • Expert Witness
  • File Reviews
  • File Reviews/Monitoring
  • Financial Crime /AML
  • Governance
  • Regulatory Returns
  • Regulatory Updates
  • Risk Assessment /Management
  • Skilled Persons Review Support
  • Supervisory Support /Monitoring /Assessment
  • Training
Firms Served
  • Consumer Credit/P2P
  • Crypto/AML
  • Discretionary Fund Managers
  • IFAs
  • Investment Managers
  • Investment Product Providers
  • Stockbrokers
  • System Providers
  • Trading Facilities