Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Association of Professional Compliance Consultants – The Directory

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19 Sep NRS National Regulatory Services (trading name of Rawlins Regulatory Limited)

Posted at 10:29h in Uncategorised by

Whether you seek assistance in navigating regulatory shifts, guidance for daily compliance tasks, or reassurance in your strategic direction, we're here to offer the necessary support

In the face of evolving regulatory demands, maintaining continuous compliance poses ongoing challenges for businesses. Our pragmatic and adaptable solutions are designed to assist clients in meeting their complex and ever-changing regulatory obligations effectively.

We operate two main services: Consulting under the NRS brand and Compliance Wizard. Our consulting services encompass a wide range of offerings, including facilitating regulatory authorisation applications, providing ongoing compliance support, conducting health checks, managing projects, and delivering compliance training.
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Meanwhile, Compliance Wizard offers firms personalised Compliance Manuals and monitoring programs as well as some template documents. These resources can be accessed either on a one-off basis or through an annual subscription, which includes up to four updates per annum to account for regulatory developments.


Address
124 City Road London
YO7 3LJ
T: 03300434288
E: simon@rawlinsreg.co.uk
W: https://www.rawlinsreg.co.uk/
Services Offered
  • Authorisation
  • Bespoke Processes/Procedures
  • Business Development/mentoring
  • Complaints Handling/Reviews
  • Compliance Auditing/Due Diligence
  • Compliance Support
  • Compliance Training
  • Contract Services/Interim Locum Support
  • Documentation
  • File Reviews
  • Financial Crime /AML
  • Governance
  • Regulatory Returns
  • Regulatory Updates
  • Risk Assessment /Management
  • Skilled Persons Review Support
  • Supervisory Support /Monitoring /Assessment
  • Training
Firms Served
  • Discretionary Fund Managers
  • IFAs
  • Investment Managers
  • Investment Product Providers
  • Restricted Financial Advisers
  • Stockbrokers