Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Newgate Compliance Limited

Newgate Compliance is a compliance consultancy offering a modern solution to implement your compliance function using an innovative compliance software solution called The GATEway. Newgate has an unrivalled combination of experienced professionals, many of whom are ex-regulators. Our customer focused approach seeks to provide appropriate, pragmatic and flexible solutions to our clients helping them to meet both the regulator’s rules but also the spirit, principles and culture of the regulatory regime. We look to build long-term relationships with our customers helping to encourage business growth, productivity and innovation. Our proactive approach is tailored to each customer’s needs changing to meet those needs as the customer progresses and develops.

T: 02036968750
Services Offered
  • Authorisation
  • Bespoke Processes/Procedures
  • Complaints Handling/Reviews
  • Compliance Auditing/Due Diligence
  • Compliance Support
  • Compliance Training
  • Data Security/Protection
  • Documentation
  • Financial Crime /AML
  • Governance
  • Marketing
  • Regulatory Returns
  • Regulatory Updates
  • Risk Assessment /Management
  • Supervisory Support /Monitoring /Assessment
  • Training
Firms Served
  • Crypto/AML
  • Discretionary Fund Managers
  • Investment Managers
  • Investment Product Providers
  • Lead Generation Firms
  • Trade Associations