Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Mutual Governance Ltd

Mutual Governance is a bespoke consultancy who specialise in delivering high-quality, yet proportionate, governance and regulatory services for financial institutions.

In respect of governance we advise Boards on their implementation standards and carry out assurance exercises on their work. Such assurance exercises are often a downstream outcome of a Board Effectiveness Review we carried out earlier.

When it comes to regulatory compliance we cover all the expected subject areas including Consumer Duty , Senior Managers Regime, Financial Crime prevention and AML procedures, Complaints Handling, Financial Promotions, Business Continuity Planning, Operational Resilience and so on.

Carefully selected to ensure an in depth multi-disciplinary background, our specialised team brings a wealth of experience from a variety of sectors, ranging from major banks to niche insurance firms. Our team’s experience is such that we regularly fulfil Senior Manager Functions in the firms we work with including SMFs 1 , 2, 16, 17, 24.

This blend of hands-on executive management experience and client-focused service enables us to work proportionately and tailor our offer, bringing a fine-tuned and cost-effective approach to each individual firm.

With a focus on our core values of integrity, rigour and transparency, we strive to help clients achieve excellence in everything they do.

Butterworth Barlow House, 10 Derby St, Prescot, Merseyside,
T: 07906222785
Services Offered
  • Authorisation
  • Complaints Handling/Reviews
  • Compliance Auditing/Due Diligence
  • Compliance Support
  • Compliance Training
  • Contract Services/Interim Locum Support
  • Documentation
  • Enforcement Action Support
  • Governance
  • Regulatory Returns
  • Regulatory Updates
  • Risk Assessment /Management
Firms Served
  • Building Societies/Friendly Societies
  • Credit Unions
  • Discretionary Fund Managers
  • EU/International firms
  • Funeral Planning
  • General Insurance
  • IFAs
  • Lead Generation Firms
  • Mortgage Brokers/Lenders