Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

MJ Compliance Solutions Limited

Friendly and professional Compliance consultant with over 13 years of experience in the financial services industry working in a broad Compliance role for various firms including a global asset manager, a leading life and pensions firm and a private wealth manager.

MJ Compliance Solutions covers:
• Compliance Support including Policies and Procedures
• Compliance Advice
• Compliance Monitoring including producing reports
• Compliance Audits
• Compliance Training
• Regulatory Updates
• Financial Promotions
• Regulatory Reporting
• Financial Crime/ AML
• Project work


Address
11 Ardrossan Gardens, Worcester Park
KT4 7AU
T: 07958336912
E: reema.maru@mjcompliancesolutions.co.uk
Services Offered
  • Complaints Handling/Reviews
  • Compliance Advice
  • Compliance Auditing/Due Diligence
  • Compliance Support
  • Compliance Training
  • Contract Services/Interim Locum Support
  • Documentation
  • File Reviews
  • Financial Crime /AML
  • Health Checks
  • Marketing
  • Regulatory Returns
  • Regulatory Updates
  • Training
Firms Served
  • Crypto/AML
  • Discretionary Fund Managers
  • IFAs
  • Investment Managers
  • Investment Product Providers
  • Stockbrokers