21 Mar MJ Compliance Solutions Limited
Friendly and professional Compliance consultant with over 13 years of experience in the financial services industry working in a broad Compliance role for various firms including a global asset manager, a leading life and pensions firm and a private wealth manager.
MJ Compliance Solutions covers:
• Compliance Support including Policies and Procedures
• Compliance Advice
• Compliance Monitoring including producing reports
• Compliance Audits
• Compliance Training
• Regulatory Updates
• Financial Promotions
• Regulatory Reporting
• Financial Crime/ AML
• Project work
Address
Services Offered
- Complaints Handling/Reviews
- Compliance Advice
- Compliance Auditing/Due Diligence
- Compliance Support
- Compliance Training
- Contract Services/Interim Locum Support
- Documentation
- File Reviews
- Financial Crime /AML
- Health Checks
- Marketing
- Regulatory Returns
- Regulatory Updates
- Training
Firms Served
- Crypto/AML
- Discretionary Fund Managers
- IFAs
- Investment Managers
- Investment Product Providers
- Stockbrokers