Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

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02 Nov Kharis and Knoble Financial Services Ltd

Posted at 12:53h in Uncategorised by

Kharis & Knoble provides support for financial services companies in the following areas
• financial crime prevention and fraud
• compliance services, health checks
• strategy for governance and risk management
• regulatory technology
• regulatory advice
• regulatory authorisations
• s166/skilled person review
across UK, EU, Africa and the Middle East and in diaspora to leverage an effective and sustainable Anti Money Laundering (AML) and Fraud environment as a competitive advantage and driver of business growth.


Address
19 Radlett Park Road, Radlett
WD7 7BG
T: 07931861591
E: bgiwa@kharisandknoble.com
W: http://kharisandknoble.com
Services Offered
  • Authorisation
  • Bespoke Processes/Procedures
  • Client Assets
  • Complaints Handling/Reviews
  • Compliance Auditing/Due Diligence
  • Compliance Support
  • Compliance Training
  • Data Security/Protection
  • Documentation
  • Due Diligence
  • Enforcement Action Support
  • File Reviews
  • Financial Crime /AML
  • Governance
  • Regulatory Returns
  • Regulatory Updates
  • Risk Assessment /Management
  • Skilled Persons Review Support
  • Supervisory Support /Monitoring /Assessment
Firms Served
  • Bank/Depositaries
  • Building Societies/Friendly Societies
  • Consumer Credit/P2P
  • Crypto/AML
  • Electronic Money Issuers/Payment Institutions
  • General Insurance
  • IFAs
  • Investment Managers
  • Lead Generation Firms
  • Mortgage Brokers/Lenders
  • Trade Associations