Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Kernel Regulatory Consulting Limited

Financial Services Consulting.


Address
33 Poplar Walk, Herne Hill London
SE24 0BX
T: 07809574750
E: carolinebeck@kernelrcl.com
W: https://kernelrcl.com
Services Offered
  • Authorisation
  • Client Assets
  • Contract Services/Interim Locum Support
  • Governance
  • Regulatory Returns
  • Regulatory Updates
  • Risk Assessment /Management
  • Skilled Persons Review Support
  • Supervisory Support /Monitoring /Assessment
  • Training
Firms Served
  • Discretionary Fund Managers
  • IFAs
  • Investment Managers
  • Investment Product Providers
  • Stockbrokers
  • Trading Facilities