02 Nov IQ-EQ (Regulatory & Compliance Solutions)
IQ-EQ (Regulatory & Compliance Solutions) helps financial services firms navigate through the complexities of compliance and regulations in the UK and the US using innovative solutions and expert advice, which reduce risk and increase efficiency.
We are an investment manager platform and a leading provider of outsourced compliance services solutions which include regulatory hosting and Management Company Platform structures.
We serve financial services firms of all sizes, across Europe and the US, from hedge funds to private equity firms, wealth managers and other firms which operate under a regulatory framework.
As a reliable and trusted partner, we create long term value by working with unparalleled commitment to the industry and our clients.
Address
Services Offered
- Bespoke Processes/Procedures
- Client Assets
- Complaint Handling
- Complaints Handling/Reviews
- Compliance Auditing/Due Diligence
- Compliance Support
- Compliance Training
- Documentation
- Due Diligence
- Enforcement Action Support
- Expert Witness
- File Reviews
- Financial Crime /AML
- Governance
- Health Checks
- Regulatory Returns
- Regulatory Updates
- Risk Assessment /Management
- Skilled Persons Review Support
- Supervisory Support /Monitoring /Assessment
- Training
Firms Served
- Crypto/AML
- Discretionary Fund Managers
- Investment Managers
- Investment Product Providers
- Stockbrokers
- Trading Facilities