Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

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02 Nov IFA Protect Limited

Posted at 12:40h in Uncategorised by

Calling on over 40 years of Industry experience, the Principal Dale Thornley formed IFA Protect Ltd to offer a hands on, bespoke and proactive compliance support service to small locally based IFA practices in and around London. Dale is also the Compliance Officer of a medium sized IFA firm in Richmond and past non-executive Director of a large PI Insurance company, the Underwriters of which he still has a strong connection with. This often results in competitive PI terms being secured for the IFA Firms serviced by IFA Protect Ltd. For more information please e-mail dale@ifaprotect.org.uk Tel: 07974 767080


Address
3 HIGHBURY CLOSE, WEST WICKHAM, KENT
BR4 9PA
T: 02083340845
E: dale@ifaprotect.org.uk
Services Offered
  • Bespoke Processes/Procedures
  • Complaints Handling/Reviews
  • Compliance Support
  • Documentation
  • Regulatory Returns
Firms Served
  • IFAs
  • Mortgage Brokers/Lenders
  • Restricted Financial Advisers