Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Haven Risk Management Limited

Providing bespoke Compliance & Training and Competence services to IFAs and Friendly Societies. Provision of CFP Training.


Address
PO BOX 19, CHIPPING CAMPDEN, GLOUCESTERSHIRE
GL55 6YX
T: 01608662110
E: info@havenrm.com
W: http://www.havenrm.com
Services Offered
  • Compliance Support
  • Compliance Training
  • Contract Services/Interim Locum Support
  • Data Security/Protection
  • Documentaation
  • File Reviews
  • Regulatory Returns
  • Regulatory Updates
  • Risk Assessment /Management
  • Supervisory Support /Monitoring /Assessment
Firms Served
  • Building Societies/Friendly Societies
  • Discretionary Fund Managers
  • IFAs
  • Mortgage Brokers/Lenders
  • Restricted Financial Advisers
  • Stockbrokers