Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Association of Professional Compliance Consultants – The Directory

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02 Nov Haven Risk Management Limited

Posted at 12:30h in Uncategorised by

Providing bespoke Compliance & Training and Competence services to IFAs and Friendly Societies. Provision of CFP Training.


Address
The Corner House,, 33 Manor Farm Road,, Tredington,, Shipston on Stour, CV36 4NZ
GL55 6YX
T: 01608662110
E: info@havenrm.com
W: http://www.havenrm.com
Services Offered
  • Compliance Auditing/Due Diligence
  • Compliance Support
  • Compliance Training
  • Contract Services/Interim Locum Support
  • Data Security/Protection
  • Documentaation
  • Due Diligence
  • File Reviews
  • Regulatory Returns
  • Regulatory Updates
  • Risk Assessment /Management
  • Supervisory Support /Monitoring /Assessment
Firms Served
  • Building Societies/Friendly Societies
  • Discretionary Fund Managers
  • IFAs
  • Mortgage Brokers/Lenders
  • Restricted Financial Advisers
  • Stockbrokers