23 May Firwood Consulting Limited
Formed in 2020 as an intermediary-focused service, Firwood Consulting provide professional compliance support services to mortgage and insurance brokers. The directors and lead consultant have many years’ experience in the specialist fields of mortgages, protection and general insurance. We believe there is a need for a bespoke people-friendly approach to compliance, as opposed to friction between growth and regulatory agendas. This means understanding the regulated firm’s growth plans, the culture, and the clientele, before satisfying that demand by means of our systems for meeting the varied needs of the Mortgage and Insurance Broker. Our policy of offering a bespoke service and practical approach to compliance matters means we are well placed to help you implement systems and controls appropriate to your own individual operation, whilst ensuring they are fully understood. Please contact us directly if you have an enquiry.
Address
SO531HN
T: 07384 596899
E: taj.kang@firwoodconsulting.com
W: https://firwoodconsulting.com/
Services Offered
- Authorisation
- Bespoke Processes/Procedures
- Business Development/mentoring
- Complaints Handling/Reviews
- Compliance Auditing/Due Diligence
- Compliance Support
- Compliance Training
- Contract Services/Interim Locum Support
- Data Security/Protection
- Documentation
- Enforcement Action Support
- Expert Witness
- File Reviews
- Financial Crime /AML
- Governance
- Marketing
- Other
- Regulatory Returns
- Regulatory Updates
- Risk Assessment /Management
- Skilled Persons Review Support
- Supervisory Support /Monitoring /Assessment
- Training
Firms Served
- General Insurance
- Mortgage Brokers/Lenders
- Protection Product Providers