02 Nov FinTech Compliance Limited
Posted at 12:42h
in Uncategorised
Specialist FCA compliance consultants for technology-based, innovative and alternative finance firms.
Address
415 High Street, London
E15 4QZ
T: 02071004058
E: simon.hill@fintechcompliance.co.uk
W: https://www.fintechcompliance.co.uk/
E15 4QZ
T: 02071004058
E: simon.hill@fintechcompliance.co.uk
W: https://www.fintechcompliance.co.uk/
Services Offered
- Authorisation
- Bespoke Processes/Procedures
- Client Assets
- Complaints Handling/Reviews
- Compliance Auditing/Due Diligence
- Compliance Support
- Compliance Training
- Contract Services/Interim Locum Support
- Data Security/Protection
- Documentation
- Due Diligence
- File Reviews
- Financial Crime /AML
- Regulatory Returns
- Regulatory Updates
- Risk Assessment /Management
- Skilled Persons Panel – Off FCA Panel
- Supervisory Support /Monitoring /Assessment
Firms Served
- Bank/Depositaries
- Building Societies/Friendly Societies
- Claims Management Companies
- Consumer Credit/P2P
- Credit Unions
- Discretionary Fund Managers
- General Insurance
- IFAs
- Investment Managers
- Investment Product Providers
- Mortgage Brokers/Lenders
- Pension Scheme Operators/Providers
- Stockbrokers
- Trade Associations