02 Nov Executive Compliance Limited
Executive Compliance Limited offers a full range of compliance, financial crime and risk related services to any type of investment, payments or e-money firm at any stage of its evolution. The business is based upon the principles of transparency, value and relationship longevity. Executive Compliance Limited's priority is our client - we provide tailored solutions. They have operated in senior compliance positions with CF10/11 and SMF 16/17 responsibility to deliver the application as well as the principles.
Address
PE2 6LR
T: 07725578497
E: info@executivecompliance.org
W: https://www.executivecompliance.org/
Services Offered
- Authorisation
- Bespoke Processes/Procedures
- Client Assets
- Complaints Handling/Reviews
- Compliance Auditing/Due Diligence
- Compliance Support
- Compliance Training
- Contract Services/Interim Locum Support
- Documentation
- Due Diligence
- Enforcement Action Support
- File Reviews
- Financial Crime /AML
- Governance
- Regulatory Returns
- Risk Assessment /Management
- Skilled Persons Review Support
- Supervisory Support /Monitoring /Assessment
- Training
Firms Served
- Crypto/AML
- Electronic Money Issuers/Payment Institutions
- Investment Managers