Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

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02 Nov ESMA Compliance Consultants Limited

Posted at 12:28h in Uncategorised by

We are a professional services firm providing assurance and regulatory project management and advisory services to a wide international client base. Our clients include banks, investment managers, Full scope and Limited Licence IFPRU firms including securities and FX firms and market makers. Our bespoke package of compliance services covers outsourced support, FCA authorisations, training and recruitment. Our lead consultant Mazhar Manzoor is a regular speaker and panellist at industry conferences and he also writes frequently in financial sector publications and runs industry training courses.


Address
KEMP HOUSE, 152 CITY ROAD, LONDON UNITED KINGDOM
EC1V 2NX
T: 02082207438
E: mazhar@esmacompliance.com
W: http://www.esmacompliance.com
Services Offered
  • Authorisation
  • Client Assets
  • Complaints Handling/Reviews
  • Compliance Auditing/Due Diligence
  • Compliance Support
  • Compliance Training
  • Documentation
  • Expert Witness
  • File Reviews
  • Financial Crime /AML
  • Governance
  • Regulatory Returns
  • Regulatory Updates
  • Risk Assessment /Management
  • Skilled Persons Review Support
  • Training
Firms Served
  • Discretionary Fund Managers
  • EU/International firms
  • Investment Managers
  • Investment Product Providers
  • Lenders
  • Mortgage Brokers/Lenders
  • Payments & e-money
  • Pension Scheme Operators/Providers
  • Stockbrokers