Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

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02 Nov Eminent Global Compliance

Posted at 12:28h in Uncategorised by

Eminent Global Compliance is a consulting firm specializing in providing compliance advice and support services to companies regulated by the Financial Conduct Authority (FCA) in the UK. It is helping financial firms navigate the complex regulatory landscape in the UK and beyond. It offers a range of services to ensure that its clients are in compliance with all relevant regulations, and we take a client-centric approach to tailor their services to individual business needs.

Here’s an overview of the key aspects of Eminent Global Compliance:

Membership in APCC: Eminent Global Compliance is a member of APCC, which could signify its commitment to industry best practices and standards.

Compliance Services: The primary focus of Eminent Global Compliance is on compliance-related services. These services are particularly important for financial firms operating in a highly regulated environment.

Client-Centric Approach: The Company emphasizes a client-focused approach, tailoring its services to meet the specific needs and requirements of individual clients. This includes assisting with FCA authorization.

Full Range of Services: Eminent Global Compliance offers a comprehensive suite of services, including compliance services, business development support, compliance audits (both internal and external), HMRC MLR (Money Laundering Regulations) registration, Gabriel/Regdata reporting, and HMRC audit preparation.

Advisory Services: The Company provides compliance advisory services, which can include guidance on creating anti-money laundering (AML) policies and other related policies.

Risk Assessment: Eminent Global Compliance conducts risk assessments for companies, helping them understand and mitigate potential risks in their operations.

Licensing Support: The firm assists clients in obtaining various licenses related to financial services, including Small Payment Institution (SPI) and Authorised Payment Institution (API) licenses in the UK, as well as money transfer licenses in Europe, the USA, and Australia.

Money Transfer and Exchange Services: Eminent Global Compliance offers support for businesses involved in money transfer and exchange services, such as SPI and API businesses, as well as helping with the setup of money exchange businesses.

On-going Compliance Services: The Company provides ongoing compliance support to ensure that clients remain in compliance with regulatory requirements over time.

Free Consultation: Eminent Global Compliance offers a free consultation with one of its specialists to assess the specific needs of potential clients and provide quotes based on the size and complexity of the client’s operations.

Address

Suite 14, Stewart House. 56 Longbridge Road

Barking, Greater London, England, IG11 8RT

 

Services Offered
  • Authorisation
  • Authorisations – FCA
  • Compliance Support
  • Compliance Training
  • Documentation
  • Financial Crime /AML
  • Regulatory Returns
  • Risk Assessment /Management
Firms Served
  • Crypto/AML
  • Electronic Money Issuers/Payment Institutions