02 Nov Ellison Compliance Limited
With over 35 years financial services experience, we provide bespoke compliance services to a wide range of FCA authorised firms, either on a retained, ad hoc or project basis. Our aim is to give you peace of mind that all the regulatory aspects of your business have been taken care of, leaving you to concentrate on running and developing your business.
Based in the Midlands, we are ideally located to offer face to face support throughout the UK but can also provide services remotely if required.
Services Offered
- Authorisation
- Bespoke Processes/Procedures
- Compliance Auditing/Due Diligence
- Compliance Support
- Compliance Training
- Data Security/Protection
- Due Diligence
- File Reviews
- Financial Crime /AML
- Regulatory Returns
Firms Served
- Consumer Credit/P2P
- Electronic Money Issuers/Payment Institutions
- General Insurance
- IFAs
- Lenders
- Mortgage Brokers/Lenders
- Restricted Financial Advisers