Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

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02 Nov Ecompli (UK) Limited

Posted at 12:28h in Uncategorised by

Ecompli were established in 2006 and provide FCA compliance support to directly regulated General Insurance Brokers, Mortgage Brokers, Equity Release Firms and Insurance Claim Handling Firms (Loss Assessors).

Our specialist areas include: FCA Application Support, Financial Promotions reviews, Tailored Compliance Visits, Systems and Controls review, Training & Competence, TCF, File Reviews, RMAR/RegData reporting, implementing Compliance Manuals / Procedures, staff training relating to Anti Money Laundering, Complaints Handling, Sales Process etc.

We deal with various sizes of firms from Sole Traders through to large corporate entities. We cover the whole of the UK and our office is based in Blackburn, Lancashire.


Address
Business First Business Centre, Davyfield Road, Blackburn, Lancashire,
BB1 2QY
T: 01254675674
E: info@ecompli.co.uk
W: http://www.ecompli.co.uk
Services Offered
  • Authorisation
  • Complaints Handling/Reviews
  • Compliance Auditing/Due Diligence
  • Compliance Support
  • Compliance Training
  • Documentation
  • File Reviews
  • Regulatory Returns
  • Regulatory Updates
  • Supervisory Support /Monitoring /Assessment
  • Training
Firms Served
  • General Insurance
  • Mortgage Brokers/Lenders