APCC - Association of Professional Compliance Consultants | DWF Regulatory Consulting

Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads. The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Association of Professional Compliance Consultants – The Directory

02 Nov DWF Regulatory Consulting

Posted at 12:40h in Uncategorised by Gabby Holloway

DWF specialise in providing advisory and legal services to FCA, PRA and PSR regulated firms.

Address

1 Scott Place, 2 Hardman Street, Manchester
M3 3AA
T: 03333203330
E: Regulatory.Consulting@dwf.law
W: http://www.dwf.co.uk

Services Offered

Authorisation
Bespoke Processes/Procedures
Client Assets
Complaints Handling/Reviews
Compliance Support
Compliance Training
Contract Services/Interim Locum Support
Documentation
Enforcement Action Support
Expert Witness
File Reviews
File Reviews/Monitoring
Financial Crime /AML
Regulatory Returns
Regulatory Updates
Skilled Persons Panel – Off FCA Panel
Supervisory Support /Monitoring /Assessment
Training

Firms Served

Bank/Depositaries
Building Societies/Friendly Societies
Claims Management Companies
Consumer Credit/P2P
Credit Unions
Crypto/AML
Discretionary Fund Managers
Electronic Money Issuers/Payment Institutions
EU/International firms
Financial Advisors
Funeral Planning
General Insurance
IFAs
Investment Managers
Investment Product Providers
Lead Generation Firms
Lenders
Mortgage Brokers/Lenders
Pension Scheme Operators/Providers
Protection Product Providers
Restricted Financial Advisers
Stockbrokers
System Providers
Trade Associations
Trading Facilities