Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

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02 Nov Kroll

Posted at 12:27h in Uncategorised by

Kroll is the global advisor that protects, restores and maximizes value for clients in the areas of valuation, corporate finance, disputes and investigations, cyber security, claims administration, and compliance and regulatory issues. With Kroll, the leading global provider of risk solutions, and Prime Clerk, the leader in complex business services and claims administration, our firm has nearly 4,000 professionals in 25 countries around the world.

Kroll Compliance and Regulatory Consulting practice provides a range of award-winning services to the global financial services industry. Our broad expertise includes compliance and regulatory consulting, risk consulting and infrastructure, due diligence, regulatory tax advisory and business services. Drawn from financial institutions, regulators and advisory firms, our multidisciplinary team operates seamlessly across borders to help clients build, manage and protect their businesses. We are closely connected with regulators and industry associations so clients have the best available information on regulatory requirements and trends.


Address
THE SHARD, 32 LONDON BRIDGE STREET, LONDON
SE1 9SG
T: 02070894700
E: info@kroll.com
W: https://www.kroll.com/en
Services Offered
  • Authorisation
  • Bespoke Processes/Procedures
  • Business Development/mentoring
  • Client Assets
  • Complaint Handling
  • Complaint Handling Reviews
  • Complaints Handling/Reviews
  • Compliance Auditing/Due Diligence
  • Compliance Support
  • Compliance Training
  • Contract Services/Interim Locum Support
  • Data Security/Protection
  • Documentation
  • Due Diligence
  • Enforcement Action Support
  • Expert Witness
  • File Reviews
  • Financial Crime /AML
  • Governance
  • Paraplanning
  • Regulatory Returns
  • Regulatory Updates
  • Risk Assessment /Management
  • Skilled Persons Review Support
  • Supervisory Support /Monitoring /Assessment
  • Training
Firms Served
  • Bank/Depositaries
  • Building Societies/Friendly Societies
  • Claims Management Companies
  • Consumer Credit/P2P
  • Credit Unions
  • Crypto/AML
  • Discretionary Fund Managers
  • Electronic Money Issuers/Payment Institutions
  • General Insurance
  • IFAs
  • Investment Managers
  • Investment Product Providers
  • Lenders
  • Mortgage Brokers/Lenders
  • Payments & e-money
  • Pension Scheme Operators/Providers
  • Stockbrokers
  • Trade Associations
  • Trading Facilities