02 Nov Corylus Compliance Services
I have worked in financial services for over 27 years and for 6 of those years was the compliance director for a regional IFA and investment management group. Over the years I have developed in-depth knowledge and understanding of FCA rules and regulations and can develop and help maintain core business quality-assurance measures and principles. I believe compliance should be seen as business focused and creative, achieving cost benefits for firms by implementing efficiency and quality improvements. My real business experience enables me to turn regulation into commercial reality in a pragmatic way that recognises any firm's need for profitability.
Address
PE14 0EE
T: 01945474612
E: abryant@corylus-compliance.co.uk
W: https://corylus-compliance.co.uk/default.htm
Services Offered
- Complaints Handling/Reviews
- Compliance Support
- Compliance Training
- Contract Services/Interim Locum Support
- Documentation
- Due Diligence
- File Reviews
- Financial Crime /AML
- Governance
- Regulatory Returns
- Regulatory Updates
- Risk Assessment /Management
Firms Served
- Discretionary Fund Managers
- IFAs
- Restricted Financial Advisers