Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

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02 Nov Cosegic

Posted at 12:26h in Uncategorised by

Cosegic is one of the UK’s leading compliance consultancies that provides assistance with FCA authorisation, SEC registration, ongoing compliance consulting, prudential services, compliance health checks and regulatory projects. Cosegic also provides online training and compliance software. Cosegic’s consultants work together in industry specialist teams, servicing over 800 clients from the following sectors: wholesale investment firms (including hedge funds, private market firms, corporate finance and brokers), capital markets (including asset managers and broker/dealers), wealth management, payment services and cryptoassets, consumer credit and insurance and lending.
In the twenty years we have been supporting firms, compliance obligations have increased significantly. In particular, more responsibility is being placed on senior management and firms have to recognise and prioritise the needs of the consumer more than ever before. To support firms in being both commercially successful, whilst managing their compliance risk, we actively work with them to build compliance into what they do on a day to day basis, rather than a bolt on, or an afterthought. We have consistently found that this gets the best possible outcome for all concerned.

Address
: Cannon Place 4th Floor, 78 Cannon Street London
EC4N 6HL
T: 44 (0)20 7060 4499
E: info@cosegic.com
Services Offered
  • Authorisation
  • Bespoke Processes/Procedures
  • Business Development/mentoring
  • Client Assets
  • Complaints Handling/Reviews
  • Compliance Auditing/Due Diligence
  • Compliance Support
  • Compliance Training
  • Contract Services/Interim Locum Support
  • Documentation
  • Due Diligence
  • Enforcement Action Support
  • Expert Witness
  • File Reviews
  • Financial Crime /AML
  • Governance
  • Other
  • Regulatory Returns
  • Regulatory Updates
  • Risk Assessment /Management
  • Skilled Persons Panel – Off FCA Panel
  • Supervisory Support /Monitoring /Assessment
  • Training
Firms Served
  • Bank/Depositaries
  • Building Societies/Friendly Societies
  • Claims Management Companies
  • Consumer Credit/P2P
  • Credit Unions
  • Crypto/AML
  • Discretionary Fund Managers
  • Electronic Money Issuers/Payment Institutions
  • Funeral Planning
  • General Insurance
  • IFAs
  • Investment Managers
  • Investment Product Providers
  • Lead Generation Firms
  • Lenders
  • Mortgage Brokers/Lenders
  • Payments & e-money
  • Pension Scheme Operators/Providers
  • Protection Product Providers
  • Restricted Financial Advisers
  • Stockbrokers
  • Trade Associations
  • Trading Facilities