Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Association of Professional Compliance Consultants – The Directory

Member login

02 Nov Compliance Solutions (UK) Limited

Posted at 12:26h in Uncategorised by

Compliance Solutions (UK) Ltd was established to deliver a tailored and exclusive service to Financial Advisers, Stockbrokers, Solicitors and Accountancy Practices, on the regulatory controls of the financial services industry and the framework in which they operate.  Backed by a team of experienced compliance professionals, the service provided draws upon their breadth of experience, commercial awareness and practical skills.  Services include: Initial audits and monitoring, provision of on-going monitoring, procedural installation, compliance documentation, T&C guidance, TCF guidance, Staff training.


Address
PO BOX 27, PRENTON
CH43 7WA
T: 01516521755
E: info@compliancesolutions.co.uk
W: http://www.compliancesolutions.co.uk
Services Offered
  • Authorisation
  • Bespoke Processes/Procedures
  • Complaints Handling/Reviews
  • Compliance Auditing/Due Diligence
  • Compliance Support
  • Compliance Training
  • Documentation
  • Paraplanning
  • Regulatory Returns
  • Regulatory Updates
  • Supervisory Support /Monitoring /Assessment
  • Training
Firms Served
  • IFAs
  • Mortgage Brokers/Lenders