Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Compliance Matters UK Ltd

Compliance is an important and essential element of running your business.  We understand that finding the right solutions for your business that are tailored to the way you are building your proposition is the key to developing good relationships.  Our core sectors of expertise are in providing professional and bespoke compliance services, including; New Business Monitoring; Complaints Handling, Training and Competence; Client Assets and Money reviews; and General Compliance Support to retail financial advisory firms and insurance brokers.  With over 30 years’ financial services experience gained within banks, lenders and advisory firms, we have a wealth of experience and understanding of financial institutions, the regulation surrounding protection, pensions, investment, general insurance and mortgage advice and administration procedures.  We also have a depth of knowledge of Training and Competence requirements and their application. We are experienced in reviewing the client journey including onboarding, KYC, CDD and suitability.  By working in partnership with you, our goal is to help you save valuable time and internal resources, leaving senior managers with more capacity to concentrate on income generation, business development and managing your client relationships. Better working practices invariably result in operational efficiencies, helping you not only to control costs but also to increase the value of your firm.

41 Cavalier Way East Grinstead West Sussex
RH19 4SE
T: 07768422213
Services Offered
  • Authorisations – FCA
  • Bespoke Processes/Procedures
  • Client Assets
  • Complaints Handling/Reviews
  • Compliance Support
  • Compliance Training
  • Contract Services/Interim Locum Support
  • Documentaation
  • Due Diligence
  • File Reviews
  • File Reviews/Monitoring
  • Financial Crime /AML
  • Governance
  • Regulatory Returns
  • Regulatory Updates
  • Training
Firms Served
  • Discretionary Fund Managers
  • General Insurance
  • IFAs
  • Mortgage Brokers/Lenders
  • Restricted Financial Advisers