Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

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02 Nov Compliance Cubed Limited

Posted at 12:24h in Uncategorised by

Based in the Bristol area but covering the UK we provide on-going compliance monitoring support. Our work includes developing and monitoring systems, policies and programmes including training and competence and providing advice in relation to FCA policy as it develops.


Address
1 Manor Road Witham Essex CM8 2NH
CM8 2NH
T: 07890311875
E: info@compliancecubed.co.uk
W: http://www.compliancecubed.co.uk
Services Offered
  • Authorisation
  • Bespoke Processes/Procedures
  • Complaint Handling
  • Complaints Handling/Reviews
  • Compliance Support
  • Compliance Training
  • Data Security/Protection
  • Documentation
  • Due Diligence
  • File Reviews
  • Financial Crime /AML
  • Regulatory Returns
  • Regulatory Updates
  • Risk Assessment /Management
  • Training
Firms Served
  • Discretionary Fund Managers
  • General Insurance
  • IFAs
  • Mortgage Brokers/Lenders
  • Restricted Financial Advisers
  • Stockbrokers