02 Nov Compliance Control Consultancy
I am a FCA compliance consultant with over 15 years' experience in Regulatory Compliance, Operational Risk and Financial Crime. The service I provide not only includes onsite visits but continuous phone and email support channels. I can tailor a compliance solution that's right for you and your firm.
The services available are:
ADVICE & SUPPORT
ASSISTANCE WITH CONSUMER CREDIT APPLICATION’S
COMPLIANCE HEALTH CHECK
COMPLIANCE MONITORING
DOCUMENTATION
FINANCIAL CRIME
POLICES & PROCEDURES
GOVERNANCE
OPERATIONAL RISK
PROJECTS
SENIOR MANAGEMENT REGIME
ICO ADVICE INCLUDING GDPR
FINANCIAL PROMOTIONS (ADVERTISING AND SOCIAL MEDIA).
ON-GOING COMPLIANCE & REVIEWS
Address
HD8 9SP
T: 07738444377
E: julie@compliancecc.co.uk
W: http://www.compliancecontrolconsultancy.com
Services Offered
- Authorisation
- Bespoke Processes/Procedures
- Compliance Auditing/Due Diligence
- Compliance Support
- Compliance Training
- Contract Services/Interim Locum Support
- Due Diligence
- File Reviews
- Financial Crime /AML
- Governance
- Regulatory Updates
- Risk Assessment /Management
- Supervisory Support /Monitoring /Assessment
Firms Served
- Claims Management Companies
- Consumer Credit/P2P
- General Insurance
- IFA – Wealth Mangers
- Mortgage Brokers/Lenders