Cobra Network Ltd provides compliance support services to general insurance intermediaries as part of the Cobra Network membership offering. We provide the policies, frameworks, tools and techniques to enable compliance to be managed by your firm. We conduct compliance reviews to give you peace of mind that you are meeting your regulatory requirements in a way that is proportionate to your firm. We also provide consultancy tailored to your needs.
We offer compliance support with authorisations, audits / health checks, risk assessments, trouble-shooting, technical help, documentation, sales and complaints reviews, help with FCA visits or investigations and regulatory reporting requirements.
We also provide training on the FCA rules and regulations as they apply to general insurance intermediaries. We continually scan for and highlight changes which could impact our clients.

• Authorisation
• Bespoke Processes/Procedures
• Business Development/mentoring
• Client Assets
• Complaints Handling/Reviews
• Compliance Auditing/Due Diligence
• Compliance Support
• Compliance Training
• Data Security/Protection
• Documentation
• Enforcement Action Support
• File Reviews
• Financial Crime /AML
• Governance
• Marketing
• Regulatory Returns
• Regulatory Updates
• Risk Assessment /Management
• Skilled Persons Review Support
• Supervisory Support /Monitoring /Assessment
• Training

• General Insurance