30 May Bespoke Compliance Consulting Ltd
Bespoke Compliance Consultancy Limited is as its name suggests a business that is totally focussed on delivering services to regulated firms which are necessary to the ongoing operation of their business.
BCC was created by Gary Kershaw a former founding Director of SimplyBiz; therefore, it could be argued that there is no other firm that can boast more experience in helping Retail firms.
Whilst at SimplyBiz Gary oversaw more than 5000 new authorisations and designed and delivered compliance services to more than this number.
As Group Compliance Director Gary’s role was the complete oversight of all compliance delivery within the group
The motto of BCC is that no job is too small and is business set up purely to help firms navigate the regulatory landscape.
Gary has too many areas of expertise to fit in to this short summary but please see the brief list below of some of the key areas BCC can help with:
• New Firm Authorisations
• SMF Applications
• Orderly Wind Ups
• Mergers and Acquisition strategies
• FCA Investigations
• Quality of Advice Reviews
• Thematic reviews
• Regulatory due diligence
Services Offered
- Authorisations – FCA
- Bespoke Processes/Procedures
- Business Development/mentoring
- Complaints Handling/Reviews
- Compliance Auditing/Due Diligence
- Compliance Support
- Compliance Training
- Contract Services/Interim Locum Support
- File Reviews
- Governance
- Regulatory Returns
- Regulatory Updates
- Skilled Persons Review Support
- Supervisory Support /Monitoring /Assessment
- Training
Firms Served
- Discretionary Fund Managers
- Financial Advisors
- General Insurance
- IFA – Wealth Mangers
- Investment Managers
- Mortgage Brokers/Lenders
- Restricted Financial Advisers