Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Active Compliance Services Limited

Active Compliance Services Ltd are able to offer a range of compliance services to Independent Financial Advisers, General Insurance Brokers and Mortgage Brokers. The firm offers a bespoke service that is tailored to meet the needs of a particular firm. This is agreed upon discussion with the firm and generally upon undertaking an initial assessment of the business. Sharon Wilson, the Principal of Active Compliance Services Ltd, has worked in the financial services area of compliance since 1992.

The firm currently advises sole traders, partnerships and small and large limited companies.

The service can be adapted from a one off compliance review in a particular area to on-going compliance support to assist the firm to adapt to the changes that inevitable affect our industry. Please call to discuss your requirements further.

T: 07764195923
Services Offered
  • Authorisation
  • Bespoke Processes/Procedures
  • Compliance Support
  • Documentation
  • Due Diligence
  • File Reviews
  • Financial Crime /AML
  • Regulatory Returns
  • Regulatory Updates
Firms Served
  • General Insurance
  • IFAs
  • Mortgage Brokers/Lenders
  • Pension Scheme Operators/Providers
  • Restricted Financial Advisers