We help firms to become authorised by the Financial Conduct Authority and to meet your ongoing regulatory needs by providing you with tailored compliance consultancy support.

We do not believe that compliance needs to be complicated or complex. We have a common sense and a jargon free approach. We will understand your needs, explain the compliance requirements which apply to your business and provide you with a tailored compliance solution which meets your needs.

We work across the financial services and have a particular specialism in consumer credit, retail mortgages, general insurance, banking, payment services and crypto based businesses.

Contact us to discuss how we can help you.

• Authorisations – FCA
• Bespoke Processes/Procedures
• Complaints Handling/Reviews
• Compliance Auditing/Due Diligence
• Compliance Support
• Compliance Training
• Contract Services/Interim Locum Support
• Data Security/Protection
• Documentation
• File Reviews
• Financial Crime /AML
• Governance
• Regulatory Returns
• Regulatory Updates
• Risk Assessment /Management
• Training

• Bank/Depositaries
• Building Societies/Friendly Societies
• Claims Management Companies
• Consumer Credit/P2P
• Credit Unions
• Crypto/AML
• Funeral Planning
• General Insurance
• Mortgage Brokers/Lenders