Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

FCA issue pilot financial resilience survey to GI intermediaries

The FCA advise that they have launched a pilot scheme with around 300 GI intermediaries, to collect data on their financial resilience during the current pandemic.

 

They are unsure whether this will be extended, but the main issue they want our members to support them with, is to remind firms to have up to date emails in their Connect system, as this is still out of date for many firms.

 

We will provide a further update should the FCA intend to issue further surveys to the wider market.